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Disclosure Brochure

The United States Securities & Exchange Commission (SEC) sets forth these requirements for the protection of individual investors. SEC regulations, in compliance with the Investment Advisors Act, require that we deliver a written statement or “disclosure brochure” to every client prior to signing a contract for investment advisory services. The purpose of the brochure is to protect clients by disclosing important information concerning the services provided by us. To fulfill the requirement for disclosure, we attach Part II of our application for Investment Advisor registration (form ADV). We offer our Disclosure Document, including form ADV, to our clients annually.

 

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ISR Disclosure Brochure